Sample employer position statement to the EEOC
The following employer response to an EEOC charge was provided by Stephen J. Hirschfeld and Richard Curiale of the law offices of Curiale, Dellaverson, Hirschfeld, Kelly & Kramer, L.L.P.
July 1, 2001
Mr. Mike Jones
District Director
Equal Opportunity Commission
96 North First Street, Suite 818
Milwaukee, Texas 84632
Re: Tanya Xavier vs. XYZ Company
Charge Number 133/33/333
Dear Mr. Jones:
XYZ Company (XYZ
) is responding to the charge of sexual harassment and retaliation filed against XYZ by Ms. Tanya Xavier. XYZ has conducted an investigation and is submitting the following response and attached documents. This response and the attachments are confidential, and are submitted with the express understanding that they will remain confidential.
Ms. Xaiver claims that she was subjected to sexual harassment by Joe Smith, her immediate supervisor, in March 1998. She claims that in March, 1998, on one occasion, Mr. Smith asked her out for drinks after work. She declined his offer. She also claims that-because she rebuffed his advance-she was placed on a Corrective Action Plan in April 1998. XYZ investigated these claims and determined that they lack merit. Neither Title VII or XYZ's policy regarding Equal Employment Opportunity (See: Exhibit A) were violated. XYZ therefore respectfully requests that these charges be dismissed.
Allegation: Sexual Harassment
In April, 1998, Ms. Xaiver first claimed that she had been sexually harassed. She raised her claim the day after she had been placed on a Corrective Action Plan for poor performance. XYZ immediately assigned a representative from XYZ's Human Resources department to investigate her claims. The person performing this investigation was Jack Perez, Employee Relations Consultant. Mr. Perez spoke with Ms. Xavier at some length to fully understand her concerns and he asked her to provide him with any documents that she thought might support her claims. Mr. Perez also spoke with Joe Smith, Mr. Smith's manager, and several others in the workgroup to determine what had occurred. The results of this investigation are summarized in Exhibit B, a copy of which is attached. As you can see, after speaking with a number of individuals, and after reviewing various documents, Mr. Perez determined that on one occasion Mr. Smith did invite all of the members of his team out for drinks after work. The purpose of the invitation was to celebrate the successful completion of a project. Ms. Xaiver was invited to celebrate after work in the same manner as the other members of the workgroup. There was nothing sexual or inappropriate about the invitation.
Allegation: Retaliation
Ms. Xavier also claims that she was retaliated against for refusing to accept Mr. Smith's invitations. She further claims that the Corrective Action Plan she received is evidence of that retaliation. Again, this claim was investigated by XYZ and a copy of the investigation results is set forth in the Exhibit B. As you will see in the investigation summary, Ms. Xaiver has experienced performance problems for at least eight months. Those problems were documented in her performance reviews by her previous manager, who was a woman. A copy of those performance reviews is attached in Exhibit C. When Mr. Smith became Ms. Xavier's manager, he met with her to discuss his expectations of her performance. He also met similarly with all members of his team to discuss his expectations of their performance. Mr. Smith continued to meet with all members of his team as needed, and at least once each month. At each of his meetings with Ms. Xaiver, he discussed her ongoing performance problems. These problems were similar to those previously documented by her former manager. Beginning as early in February 1998, Mr. Smith told Ms. Xaiver that if her performance did not improve, she would be placed on a Corrective Action Plan. Indeed, when her performance failed to improve, she was placed on such a plan. This was done properly, and in accordance with XYZ's Guidelines regarding Progressive Discipline (See: Exhibit D).
Notification to Ms. Xavier
Ms. Xavier was notified-in writing-of the results of XYZ's investigation into her claims (See: Exhibit E). She was told that if she obtained additional information which she believed could impact XYZ's decision in any way, she should immediately bring that information forward. She was also told that she could appeal the decision to a higher level within XYZ if she chose to do so. Ms. Xaiver did not bring any additional information forward, and she did not appeal the decision.
Conclusion
Upon learning of Ms. Xaiver's concerns, XYZ promptly investigated her claims. XYZ immediately assigned an impartial person to speak with Ms. Xavier, review her concerns, and speak with other XYZ employees, as needed. Based on that investigation, it is clear that XYZ acted properly, in accordance with Title VII and in accordance with XYZ policy. XYZ therefore respectfully requests that these charges be dismissed.
I trust that this will satisfy your request for information. If you have any questions, please contact me at the address listed below or at (XXX) XXX-XXXX.
Very truly yours,
XYZ COMPANY
Mary Smith
Internal EEO Specialist
with attachments
Reprinted with permission. © CCH<p>The following employer response to an EEOC charge was provided by Stephen J.</p>
Sample employer position statement to the EEOC
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